Beginning with the 2008 financial crisis, regulators have ratcheted up their expectations with respect to the degree to which firms must focus on compliance and risk. The new view is that companies should establish and maintain a strong culture of compliance, ethics and risk management.
TFC Compliance team provides support in preventing, detecting and mitigating compliance, regulatory and repetitional risks. The team’s expertise runs far deeper than traditional compliance work. In addition to advising on regulatory and financial crime compliance matters, TFC Compliance professionals focus on the broader assessment of clients' tasks taking into consideration economic, legal and political aspects.
TFC Compliance partner - Nadya Lyubavskaya - helps clients to stay compliant with new laws, rules and regulations. Nadya's team of experienced compliance professionals work with clients to understand their objectives to ensure that the services provided align with their interests.
TFC Compliance team can help with:
- AML, ABC, Fraud, Market Abuse advisory and policy framework
- AML investigations
- Providing professional seminars
- Face to face trainings
- Company's financial crime risk assessment
- Design of policies, procedures and internal controls
- Evaluation of both manual and automated transaction monitoring procedures, systems and controls
- Independent reviews of companies' policies frameworks
- KYC and Counterparts due diligence
- Sanctions checks
- Project management
- Remediation projects
- Successful completion of S166 and DPA
- Trade Finance
The clients base includes:
- Banks (retail, private)
- Law firms
- Marine companies
- Oil and Gas companies
- Soft commodities traders
- Technology and innovations companies
- Wealth management firms
